About US
Our regulation
Trade with a broker where client security and protection is of utmost importance.
Ultimate protection
As a vocal advocate of increased regulation and investor protection, Zenfinex Limited is fully regulated by the Financial Conduct Authority (FCA) under the firm reference number: 816055.
The FCA is often seen as one of the most respected regulators in the industry due to its strict surveillance of its participants. As a highly regulated firm, Zenfinex is committed to keeping its clients money safe and operates under strict regulations.
According to FCA regulations, we must follow and meet strict financial standards, including capital adequacy requirements. On a regular basis, Zenfinex is required to submit financial reports to regulators. These standards are enforced by the FCA, which has the right to fine firms and/or terminate their regulatory status for any violations.
Accounts with Zenfinex are segregated in accordance with FCA client money rules. Accordingly, in the unlikely event of default, client funds held in segregated accounts are protected, and cannot be used to benefit other creditors.
REGULATION
Financial standards
You can trade with total peace of mind
A world renowned regulator
The Financial Conduct Authority is considered to be one of the top regulators worldwide. Zenfinex decided to obtain the FCA license given increasing security and transparency demands from investors and traders across the industry.
Our matched principal FCA license
As an exclusive Matched Principal FCA licensee holder, Zenfinex is strictly an agency broker with 100% STP execution. Zenfinex is solely an intermediary between the client, liquidity providers and exchanges.
Our regulatory responsibilities
Zenfinex must follow and meet strict financial standards, including capital adequacy requirements. On a regular basis, Zenfinex is required to submit financial reports to the FCA. In addition, internal and external audits are performed on a periodic basis.
Security of funds
According to FCA regulations, we must follow and meet strict financial standards, including capital adequacy requirements. On a regular basis, Zenfinex is required to submit financial reports to regulators. These standards are enforced by the FCA, which has the right to fine firms and/or terminate their regulatory status for any violations.
Accounts with Zenfinex are segregated in accordance with FCA client money rules. Accordingly, in the unlikely event of default, client funds held in segregated accounts are protected, and cannot be used to benefit other creditors.
Accounts with a Top Tier Bank
Client funds are held in segregated accounts with Barclays Bank, a tier one bank based in the United Kingdom. Our client accounts are held in USD, GBP and EUR. These accounts are kept 100% completely segregated from Zenfinex’s operating capital.
Segregation of client funds
Zenfinex maintains segregated client accounts to ensure that client funds are fully segregated from company operating funds at all times. Client accounts have the required coding to ensure that they are used for clients funding purposes.
Fund protection by Zenfinex
As an FCA regulated firm, Zenfinex’s retail client funds are protected by the Financial Services Compensation Scheme (FSCS). With current protection up to £85,000, our clients have extra peace of mind their funds are secure with Zenfinex. Click on the FSCS website for more information.
